President Trump has signed into law the Holding Foreign Companies Accountable Act to restrict the ability of foreign issuers to trade on U.S. exchanges if their auditors are not inspected by the Public Company Accounting Oversight Board.
December 21, 2020
Statistics Point to Record-Setting Year for SEC
SEC Chairman Jay Clayton provided an update on the SEC’s results for the 2020 fiscal year during this year’s virtual SEC Speaks conference.
October 15, 2020
SEC’s IAC Discusses Self-Directed IRAs, Minority Community Investor Inclusion
The SEC’s Investor Advisory Committee (IAC) met on September 24 to discuss self-directed individual retirement accounts (IRAs) and minority community investor inclusion.
October 02, 2020
The SEC’s Asset Management Advisory Committee held a special meeting on July 16 that included two panel discussions, the first on diversity and inclusion in the asset management industry and the second on data privacy and technology’s impact on investment advice.
July 23, 2020
SEC Adopts Reforms for Closed-End Fund and BDC Offerings
The SEC has adopted rules that will streamline the registration, communications, and offering processes for registered closed-end funds and BDCs.
April 17, 2020
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