SEC’s Lee Tackles Climate & ESG Disclosure, Data Collection, Private Market Reforms
SEC Commissioner Allison Herren Lee laid out her views on climate- and ESG-related disclosure, her investor protection concerns relating to implementation of Reg BI, and more in two recent speeches.
May 25, 2021
The SEC has reopened the comment period for a proposal to require universal proxy cards in connection with certain contested director elections.
April 27, 2021
SEC’s AMAC Discusses ESG, Diversity & Inclusion, and Private Funds
The SEC’s Asset Management Advisory Committee’s (AMAC’s) March meeting covered several topics that are high on the SEC’s policy agenda and introduced two new agenda items for 2021.
April 02, 2021
SEC Acting Chair Allison Herren Lee is inviting public input from investors, registrants, and other market participants on climate change disclosure.
March 17, 2021
SEC Investor Advocate Offers Harsh Critique of Regulator in Report to Congress
SEC Investor Advocate Rick Fleming has submitted a scathing Report on Activities for fiscal year 2020.
January 13, 2021
Commissioner Lee: The Economics of Diversity in Capital Markets
When it comes to the importance of diversity and inclusion in the capital markets and the corporate world, SEC Commissioner Allison Herren Lee says the economic evidence is in: diversity correlates with enhanced performance.
October 02, 2020
Lee said that while she broadly supports the agency’s proposed modernization of the Advertising Rule, she is concerned that some elements of the proposal may be too vague and could lead to uncertainty among compliance professionals.
March 09, 2020
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