SEC Reopens Comment Period on Universal Proxy Proposal, Considers Application to Closed-End Funds and BDCs April 27, 2021 The SEC has reopened the comment period for a proposal to...
New DOL Proxy Voting Rule: More Principles-Based Approach, But with Continued Skepticism About ESG Investing December 16, 2020 In another step in the race to finalize rulemakings before the...
SEC Proposes Troubling Amendments to Proxy Rules Related to Proxy Voting Advice and Shareholder Proposals November 26, 2019 In a 3-2, party line vote, the SEC proposed amendments to...
You are now leaving Investment Adviser Association
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
