The SEC adopted its groundbreaking rulemaking package for private fund advisers, which governs quarterly statements, restricted activities, preferential treatment, audits and more, as well as a new rule that requires all advisers – not just private fund advisers – to document their annual compliance program reviews.
August 28, 2023
SEC Adopts Amendments to Form PF
The SEC adopted amendments to Form PF to require new current reporting for large hedge fund advisers, new quarterly event reporting for private equity fund advisers, and new data for large private equity fund advisers.
May 03, 2023
The IAA and other trade associations call for an extension of the comment period for the joint SEC-CFTC Form PF proposal to allow for meaningful stakeholder input.
September 20, 2022
SEC and CFTC jointly proposed substantial changes to Form PF for all private fund advisers and large hedge fund advisers.
August 22, 2022
SEC Charges PE Adviser for Disproportionate Expense Allocations to Fund
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June 20, 2022
IAA Opposes SEC Private Fund Advisers Proposal; Offers Alternatives
We oppose the proposed private fund adviser prohibited activities and the preferential treatment rules and offer alternatives.
April 28, 2022
IAA Urges SEC To Reconsider One-Day Reporting for Private Fund Advisers
The IAA calls on the SEC to substantially amend its proposal to require current reporting of events on Form PF and refrain from defining “digital assets.”
March 29, 2022
IAA, Others Object to Comment Deadlines for SEC Private Fund Proposals
The IAA joins other trade associations to urge the SEC to extend comment periods for the private fund proposals.
March 02, 2022
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