SEC Grants No-Action Relief for NY Trust Company to Use Blockchain to Settle Equity Trades November 25, 2019 The SEC’s Division of Trading and Markets has granted no-action relief...
SEC Extends MiFID II Research Unbundling No-Action Relief from 2020 to 2023 November 25, 2019 On November 4, 2019, staff in the SEC’s Division of Investment Management extended for...
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