SEC Proposes Money Market Funds Reforms – Again
In a 3-2 vote, the SEC has proposed significant amendments to the rules governing money market funds, seeking to improve funds' resiliency after a redemption rush at the beginning of the COVID-19 pandemic that stressed short-term funding markets.
December 21, 2021
SEC Offers Guidance for Investing in ESG Funds
In another sign of the SEC’s increased focus on sustainable investing, the agency’s Office of Investor Education and Advocacy has released an Investor Bulletin that focuses on ESG principles.
March 01, 2021
FSOC Expresses Concerns with Fund Leverage and Redemptions
The 2020 annual report of the Financial Stability Oversight Council (FSOC) looks at the risk to the U.S. financial system through the lens of the unprecedented economic turmoil wrought by the COVID-19 pandemic.
December 09, 2020
The President’s Working Group on Financial Markets (PWG) has issued a “Report on Protecting United States Investors from Significant Risks from Chinese Companies,” in response to a June memorandum from President Trump.
August 13, 2020
In response to the coronavirus, the SEC’s Division of Investment Management extended no-action relief that it provided in February 2019 from certain in-person voting requirements for fund directors.
March 04, 2020
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