SEC’s Gary Gensler and IAA’s Karen Barr Debate SEC Agenda for Advisers
In a conversation that touched on most of the top-of-mind regulatory issues facing advisers Karen Barr pressed Gary Gensler to recognize the important role advisers play in the lives of their clients and the unintended consequences potentially flowing from the SEC’s departure from its longstanding principles-based approach to adviser regulation.
October 19, 2022
2022 IAA Policy Outlook: Changes Ahead, Changes Behind
IAA President & CEO Karen Barr on the association and industry’s 2021 highlights — and a look forward at what’s to come in 2022.
January 10, 2022
AMAC: Tailor Regs for Smaller Advisers, Maintain Technology-Neutral Approach
The SEC's Asset Management Advisory Committee (AMAC) is recommending that the SEC address the IAA's calls for relief for smaller investment advisors through tailored regulation and assessment of the cumulative impact of regulation on small firms.
November 04, 2021
Adviser Industry Defies Pandemic, Sets New Growth Records
Defying the challenges posed by the pandemic, the investment adviser industry continued to experience record-breaking growth in 2020 – with close to 14,000 SEC-registered investment advisers managing $110 trillion in assets for 60.8 million clients.
June 28, 2021
In Memoriam: Longtime IAA Leader David Tittsworth
It is with profound sadness that I announce the passing of former IAA President & CEO David Tittsworth. David, who had been in treatment for multiple myeloma, died on January 8.
January 08, 2020
2020 Policy Outlook: Looking Ahead Requires Looking Back
The IAA is proud to have advanced the interests of the investment adviser community in 2019 – with the strong support and involvement of our members.
January 01, 2020
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