SEC Reopens Comment Period on Universal Proxy Proposal, Considers Application to Closed-End Funds and BDCs April 27, 2021 The SEC has reopened the comment period for a proposal to...
SEC Provides Relief Related to Mailing Adviser and Fund Documents to Clients in International Jurisdictions June 25, 2020 The SEC’s Divisions of Investment Management and Trading and Markets have...
SEC Adopts Amendments to Financial Disclosure Rules Related to Acquisitions and Dispositions June 3, 2020 The SEC has adopted amendments to Regulation S-X and other regulations in order to...
You are now leaving Investment Adviser Association
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
