SEC Proposes Reporting Say-on-Pay Votes, Updates to Fund Proxy Reporting
In a 4-1 vote at Chair Gary Gensler’s first open meeting, the SEC proposed requiring institutional investment managers that are required to file Form 13F to report “say-on-pay” votes, which are non-binding shareholder votes related to corporate executive compensation.
October 05, 2021
SEC’s AMAC Discusses ESG, Diversity & Inclusion, and Private Funds
SEC’s AMAC Discusses ESG, Diversity & Inclusion, and Private Funds Introduces New Subcommittees on Smaller Advisers, Evolution of Advice April 2, 2021 The SEC’s Asset Management Advisory Committee’s (AMAC’s)...
April 02, 2021
Europe Not a Model for ESG Regulation in U.S., Says SEC’s Peirce
Europe Not a Model for ESG Regulation in U.S., Says SEC’s Peirce Commissioner Questions Agency’s Recent ESG, Climate Initiatives March 9, 2021 The European “merit regulation” on ESG is not...
March 09, 2021
SEC Announces Enforcement Task Force on Climate and ESG
SEC Announces Enforcement Task Force on Climate and ESG Commissioners Peirce, Roisman Question Timing, Recent Focus on ESG March 5, 2021 SEC Acting Chair Allison Herren Lee In the...
March 05, 2021
Commissioner Peirce Discusses ESG Metrics and Standards
Commissioner Peirce Discusses ESG Metrics and Standards September 23, 2020 SEC Commissioner Hester Peirce recently gave a speech in which she discussed her outlook on several issues related to...
September 23, 2020
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