The SEC adopted its groundbreaking rulemaking package for private fund advisers, which governs quarterly statements, restricted activities, preferential treatment, audits and more, as well as a new rule that requires all advisers – not just private fund advisers – to document their annual compliance program reviews.
August 28, 2023
The IAA and other trade associations call for an extension of the comment period for the joint SEC-CFTC Form PF proposal to allow for meaningful stakeholder input.
September 20, 2022
SEC and CFTC jointly proposed substantial changes to Form PF for all private fund advisers and large hedge fund advisers.
August 22, 2022
IAA Urges SEC To Reconsider One-Day Reporting for Private Fund Advisers
The IAA calls on the SEC to substantially amend its proposal to require current reporting of events on Form PF and refrain from defining “digital assets.”
March 29, 2022
IAA, Others Object to Comment Deadlines for SEC Private Fund Proposals
The IAA joins other trade associations to urge the SEC to extend comment periods for the private fund proposals.
March 02, 2022
SEC Staff Identify Private Fund Adviser Deficiencies
The SEC’s Division of Examinations has issued a Risk Alert with additional key observations of deficiencies in exams of private fund advisers.
February 01, 2022
SEC Calls for Additional Private Fund Reporting and Information
The SEC proposed substantial changes to Form PF that would require private fund managers to report certain events within one day and private equity fund managers to provide additional information.
January 27, 2022
Adviser, Principal Fined for Misrepresentations and Compliance Issues
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January 04, 2022
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