SEC Staff Releases Additional Form CRS Observations
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An Adviser’s Fiduciary Duty: How the Landscape Has Changed and What to Do About It
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Advisers Are Permitted to Use the Word “Fiduciary” in Form CRS
Advisers are permitted to use the word “fiduciary” in their disclosures, including new Form CRS, contrary to recent press reports that seem to imply otherwise. The IAA received this confirmation...
June 20, 2019
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