Practical Considerations Under the Names Rule for Registered Funds
This article discusses compliance challenges under the new names rule for registered funds under the Investment Company Act of 1940.
May 23, 2024
Practical Considerations Under the Names Rule for Registered Funds
This article discusses compliance challenges under the new names rule for registered funds under the Investment Company Act of 1940.
May 23, 2024
Compliance Considerations for Investment Advisers Using ESG Strategies in the US and EU
This article discusses challenges global advisers face in keeping up to date with to ESG-related regulations in the U.S. and EU and in modifying their ESG-related policies and procedures in response.
April 15, 2024
Elevating Climate and ESG Issues, the SEC Names a New Senior Policy Advisor
Elevating Climate and ESG Issues, the SEC Names a New Senior Policy Advisor February 10, 2021 In a signal that the SEC will prioritize both issues under the Biden...
February 10, 2021
Getting Proactive on ESG: Five Tips for Advisers
Getting Proactive on ESG: Five Tips for Advisers January 5, 2021 Environmental, social, and governance: three factors that have become the focus of attention in the investment world. But where...
January 05, 2021
Commissioner Peirce Discusses ESG Metrics and Standards
Commissioner Peirce Discusses ESG Metrics and Standards September 23, 2020 SEC Commissioner Hester Peirce recently gave a speech in which she discussed her outlook on several issues related to...
September 23, 2020
CFA Institute Publishes Consultation Paper on Disclosure Standards for ESG Investment Products
CFA Institute Publishes Consultation Paper on Disclosure Standards for ESG Investment Products August 24, 2020 The CFA Institute (CFA) has published a consultation paper requesting comment on the scope,...
August 24, 2020
IAA to DOL: Provide More Time for Considered Response to Sweeping ESG Proposal
IAA to DOL: Provide More Time for Considered Response to Sweeping ESG Proposal July 21, 2020 The IAA joined several other trade associations on July 20 to ask the...
July 21, 2020
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