The SEC’s Office of the Investor Advocate, headed by Rick Fleming, has laid out its policy agenda for protecting and promoting the interests of retail investors in its annual report to Congress on objectives for fiscal year 2022, which starts October 1, 2021.
When Satoshi Nakamoto published a white paper describing an “electronic peer-to-peer cash system” called Bitcoin to an obscure cryptography mailing list in 2008, the last thing on their mind was likely the U.S. federal securities laws.
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