IAA Today Archive

SEC Requests Comment on Money Market Fund Report

SEC Requests Comment on Money Market Fund Report February 10, 2021   The SEC is requesting public comment on potential reforms for money market funds that were discussed in a...

February 10, 2021

Keywords: Coronavirus, COVID-19, Dalia Blass, Money Market Fund, SEC Investment Management

Categories & Topics: Business Ops/HR, Registered Funds

SEC Requests Feedback on Money Market Fund Report

SEC Requests Feedback on Money Market Fund Report December 28, 2020   The SEC’s Division of Investment Management is seeking feedback on a report by the President’s Working Group on...

December 28, 2020

Keywords: Coronavirus, COVID-19, Dalia Blass, Industry Trends, Money Market Fund, SEC Investment Management

Categories & Topics: Industry Trends, Industry-Level

Blass, Kothari to Depart SEC in January; SEC Names Acting Directors

Blass, Kothari to Depart SEC in January; SEC Names Acting Directors December 22, 2020   After a little over three years at the helm of the SEC’s Division of Investment...

December 22, 2020

Keywords: Dalia Blass, DERA, Sarah ten Siethoff, SEC Investment Management

Categories & Topics: Industry Trends, Industry-Level

SEC IM Director Dalia Blass Reflects on Division’s Work

SEC IM Director Dalia Blass Reflects on Division’s Work November 17, 2020   In a recent speech, the SEC’s Division of Investment Management Director Dalia Blass reflected on the Division’s...

November 17, 2020

Keywords: Coronavirus, COVID-19, Custody, Dalia Blass, Proxy Voting, Registered Funds, SEC Investment Management

Categories & Topics: Business Ops/HR, Compliance, Custody, Proxy Voting, Registered Funds

SEC Study Finds Credit Markets Largely Absorbed COVID-19 Risk, But Still Have a Way to Go

SEC Study Finds Credit Markets Largely Absorbed COVID-19 Risk, But Still Have a Way to Go October 27, 2020   A new report by SEC staff seeks to identify the...

October 27, 2020

Keywords: Coronavirus, COVID-19, Dalia Blass, DERA, Jay Clayton

Categories & Topics: Compliance, Compliance Programs

SEC Investment Management Director Blass Discusses Regulating for the Future

SEC Investment Management Director Blass Discusses Regulating for the Future October 5, 2020   Using money market funds and exchange-traded funds (ETFs) as case studies, the SEC’s Division of Investment...

October 05, 2020

Keywords: Coronavirus, COVID-19, Dalia Blass, E-Delivery, Electronic Delivery, ETFs, Valuation

Categories & Topics: Compliance, Electronic Delivery, Valuation

SEC Investment Management Seeks Feedback on MiFID II’s Impact on Research for Advisers

SEC Investment Management Seeks Feedback on MiFID II’s Impact on Research for Advisers September 23, 2020   The SEC’s Division of Investment Management staff is once again actively seeking feedback...

September 23, 2020

Keywords: Dalia Blass, MiFID II, SEC Investment Management

Categories & Topics: Industry-Level, International

IM Division Director Discusses E-Delivery, Increasing Public Access to Private Markets

IM Division Director Discusses E-Delivery, Increasing Public Access to Private Markets August 11, 2020   Dalia Blass, Director of the SEC’s Division of Investment Management, recently gave a speech in...

August 11, 2020

Keywords: Advertising Rule, AMAC, Coronavirus, COVID-19, Dalia Blass, E-Delivery, Electronic Delivery, Private Funds, SEC Investment Management

Categories & Topics: Business Ops/HR, Compliance, Electronic Delivery, Private Funds