A big win for advisers and IAA Advocacy: The SEC has named a new IM Director and withdrawn outstanding rule proposals that the IAA has pressed the SEC to confirm that it did not plan to adopt.
The SEC’s Crenshaw and Birdthistle spoke at the 2022 IAA Investment Adviser Compliance Conference about cybersecurity, cryptocurrency, and other digital topics.
Observing that “ew financial technologies continue to change the face of finance for investors and businesses” globally, SEC Chair Gary Gensler used a recent opportunity to appear before the European Parliament’s Committee on Economic and Monetary Affairs to address several areas where finance and technology intersect.
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