Applying Bedrock Principles on the Cutting Edge
At the 2026 IAA Investment Adviser Compliance Conference in March, a panel provided suggestions for advisers that are thinking about taking the leap into the digital arena.
April 16, 2026
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SEC Publishes 2026 Examination Priorities
The SEC’s Division of Examinations announced its fiscal year 2026 examination priorities. The high-level focus remains consistent with last year’s priorities across three themes: adherence to fiduciary duty, compliance program effectiveness, and oversight of newly registered or never examined advisers.
November 18, 2025
Webinar Recap: Navigating the Evolving Digital Asset Regulatory Landscape
As regulatory frameworks for digital assets continue to develop, investment advisers must stay informed about emerging policies and compliance requirements. The IAA recently hosted a webinar on this topic — here’s what you might have missed.
May 15, 2025
Defining Crypto’s Security Status
On March 21, the SEC kicked off its “Spring Sprint Toward Crypto Clarity” series with a roundtable on the status of crypto assets under federal securities laws. Here are some key takeaways.
March 28, 2025
SEC Commissioner Peirce Outlines New Approach to Crypto Regulation
SEC Commissioner Hester Peirce issued her first policy statement since being appointed to lead the Commission’s new Crypto Task Force.
February 07, 2025
Senators Discuss Likelihood of Bipartisan Passage of Crypto Legislation
At a Bipartisan Policy Center event on the future of cryptocurrency and blockchain technology, Senators John Hickenlooper (D-Colo.) and Thom Tillis (R-N.C.) expressed a willingness to move forward with bipartisan legislation on cryptocurrency.
March 17, 2023