SEC Proposes Money Market Funds Reforms – Again
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December 21, 2021
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FSOC Meeting Focuses on Hedge Funds, Mutual Funds, Impact of Climate Change on Financial Stability
The Financial Stability Oversight Council’s first meeting of the year – and of the new Administration – focused on hedge funds, mutual funds, and climate change.
April 09, 2021
SEC Requests Feedback on Money Market Fund Report
The SEC’s Division of Investment Management is seeking feedback on a report by the President’s Working Group on Financial Markets on the effects of the March 2020 market volatility on money market funds and short-term funding markets.
December 28, 2020
FSOC Expresses Concerns with Fund Leverage and Redemptions
The 2020 annual report of the Financial Stability Oversight Council (FSOC) looks at the risk to the U.S. financial system through the lens of the unprecedented economic turmoil wrought by the COVID-19 pandemic.
December 09, 2020
AMAC Discusses ESG, Private Funds, Diversity and Inclusion, COVID-19 Impact
The SEC’s Asset Management Advisory Committee (AMAC) held a meeting on September 16.
September 24, 2020
Business Continuity Planning related to COVID-19 is now the top concern of investment management compliance professionals – edging out Cybersecurity, which had headed their rankings of hot topics for six consecutive years.
July 17, 2020
The IAA’s second annual Trading and Best Execution Summit, cosponsored by Capital Markets Strategies, took place on June 18 in the midst of sweeping SEC initiatives designed to bring significant change to market structure and trading in the United States.
June 24, 2020
SEC Extends Relief for In-Person Board Meetings
The SEC has issued an order that extends the time for relief from the in-person fund board meeting requirement until no earlier than December 31, 2020.
June 22, 2020