IAA Today Archive

FSOC Meeting Focuses on Hedge Funds, Mutual Funds, Impact of Climate Change on Financial Stability

FSOC Meeting Focuses on Hedge Funds, Mutual Funds, Impact of Climate Change on Financial Stability April 9, 2021   The Financial Stability Oversight Council’s (FSOC’s) first meeting of the year...

April 09, 2021

Keywords: Climate, Coronavirus, COVID-19, ESG, Financial Stability, FSOC, Hedge Funds, Mutual Funds, Systemic Risk

Categories & Topics: Bank Regulation/FSOC, Business Ops/HR, ESG, Industry-Level, Private Funds, Registered Funds

FSOC Expresses Concerns with Fund Leverage and Redemptions

FSOC Expresses Concerns with Fund Leverage and Redemptions Calls on SEC to Study Potential Emerging Risks from Investment Funds December 9, 2020   Not surprisingly, the 2020 annual report of...

December 09, 2020

Keywords: Coronavirus, COVID-19, Derivatives, ETFs, FSOC, Hedge Funds, Mutual Funds

Categories & Topics: Business Ops/HR, Industry Trends, Industry-Level, Private Funds, Registered Funds

AMAC Discusses ESG, Private Funds, Diversity and Inclusion, COVID-19 Impact

AMAC Discusses ESG, Private Funds, Diversity and Inclusion, COVID-19 Impact September 24, 2020   The SEC’s Asset Management Advisory Committee (AMAC) held a meeting on September 16. In his opening...

September 24, 2020

Keywords: AMAC, Coronavirus, COVID-19, Diversity & Inclusion, ESG, Private Funds

Categories & Topics: Business Ops/HR, Diversity & Inclusion, ESG, Industry-Level, Private Funds

IM Division Director Discusses E-Delivery, Increasing Public Access to Private Markets

IM Division Director Discusses E-Delivery, Increasing Public Access to Private Markets August 11, 2020   Dalia Blass, Director of the SEC’s Division of Investment Management, recently gave a speech in...

August 11, 2020

Keywords: Advertising Rule, AMAC, Coronavirus, COVID-19, Dalia Blass, E-Delivery, Electronic Delivery, Private Funds, SEC Investment Management

Categories & Topics: Business Ops/HR, Compliance, Electronic Delivery, Private Funds