More than 600 investment advisory industry professionals convened at the 2024 IAA Investment Adviser Compliance Conference. Across two days, attendees got up to speed on critical industry topics and collaborated with their peers from across the country.
As in other industries, technological change is driving innovation in asset management. At the 2021 IAA Investment Adviser Compliance Conference, a breakout session titled Adapting Technology to Achieve Compliance Efficiency...
The CCO in a High Tech World: Insights from the IAA Compliance Conference July 10, 2020 The challenges of overseeing compliance and risk in an ever-changing technology environment were...
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