The SEC has unleashed a flurry of rule proposals that, if enacted as proposed, will significantly alter the regulatory, disclosure and reporting obligations for managers who cater to the private fund market.
President Joe Biden was sworn into office on January 20, 2021, and right out of the gate issued several executive orders and presidential actions that in many cases overturned actions...
The SEC has settled charges with a Florida-based private equity fund adviser for misallocating costs and expenses to its real estate fund clients. The adviser marketed that it performed certain...
The SEC has charged a Connecticut-based investment adviser in connection with its allocation of trades to clients. The adviser has day-trading clients as well as clients that follow a buy-and-hold...
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