SEC Ramping Up Scrutiny of Cybersecurity at Investment Advisers
The SEC continues to ramp up its exam and enforcement focus on cybersecurity, focusing on cyber breach response procedures and protection of client information.
October 10, 2021
SEC Ramping Up Scrutiny of Cybersecurity at Investment Advisers
The SEC continues to ramp up its exam and enforcement focus on cybersecurity, focusing on cyber breach response procedures and protection of client information.
October 10, 2021
IT Pros Discuss Top Five Tech Priorities
IT Pros Discuss Top Five Tech Priorities December 9, 2020 Investment technology is an increasingly important part of both the value proposition and the cost equation for an asset management...
December 09, 2020
Maximizing the Benefits of Compliance Technology
Maximizing the Benefits of Compliance Technology By Carlos Guillen, President & CEO, BasisCode Compliance LLC July 10, 2020 It has now been almost 20 years since the first computer...
July 10, 2020
A Primer on the Difference Between Cyber and Financial Institution Fidelity Bond Insurance Policies
February 2020 2
February 10, 2020
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