“The Workplace Must Become a Magnet” – Three Trends in the Future of Work
Three industry experts explore the post-pandemic challenges of sustaining culture, performance, and employee and client satisfaction amidst a sea of expectations and needs.
October 25, 2021
Margin Accounts and Implications for Use by Advisory Clients
CCOs of registered investment advisers need to understand the potential pitfalls around this investment strategy to ensure their firms’ compliance programs are ready for the next regulatory examination.
May 24, 2021
The regulation of cross trading is a surprisingly complex area of law. This Compliance Corner by Richard D. Marshall of Katten Muchin Rosenman dives in.
March 23, 2021
Building an Engaged Culture in a Remote World: Three Steps to Take Today
Of course, the pandemic has made many traditional tools unavailable, but the imperative of building employee engagement remains – even in a virtual environment.
November 16, 2020
Managing an Advisory Business Through the Pandemic
The current pandemic has raised unprecedented challenges for the business of managing an investment advisory firm.
November 11, 2020
Proxy Voting Not “Set It and Forget It,” Experts Agree
Proxy voting has become a hot topic in Washington over the last two years – the subject of multiple regulatory initiatives around the globe.
September 22, 2020
When It Comes to Reopening the Economy, HR is on the “Front Lines”
For months we have been celebrating the brave men and women on the "front lines" of this COVID-19 crisis. But as the nation now turns to the difficult task of re-opening the economy, HR professionals are now on the front lines.
August 06, 2020
Together, We Can Help Build a More Equitable Future
We condemn racism and systemic injustice and will strive to be part of the positive change that is needed.
June 18, 2020
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
Click the link above to continue or CANCEL
