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SEC’s AMAC Discusses ESG, Diversity & Inclusion, and Private Funds

SEC’s AMAC Discusses ESG, Diversity & Inclusion, and Private Funds Introduces New Subcommittees on Smaller Advisers, Evolution of Advice April 2, 2021   The SEC’s Asset Management Advisory Committee’s (AMAC’s)...

April 02, 2021

Keywords: Allison Herren Lee, AMAC, Caroline Crenshaw, Diversity & Inclusion, Elad Roisman, ESG, Evolution Revolution, Hester Peirce, Private Funds

Categories & Topics: Business Ops/HR, Diversity & Inclusion, ESG, Industry Trends, Industry-Level, Private Funds

IM Division Director Discusses E-Delivery, Increasing Public Access to Private Markets

IM Division Director Discusses E-Delivery, Increasing Public Access to Private Markets August 11, 2020   Dalia Blass, Director of the SEC’s Division of Investment Management, recently gave a speech in...

August 11, 2020

Keywords: Advertising Rule, AMAC, Coronavirus, COVID-19, Dalia Blass, E-Delivery, Electronic Delivery, Private Funds, SEC Investment Management

Categories & Topics: Business Ops/HR, Compliance, Electronic Delivery, Private Funds

SEC’s Asset Management Advisory Committee Holds Special Meeting to Discuss Diversity and Inclusion, Data Privacy and Technology

SEC’s Asset Management Advisory Committee Holds Special Meeting to Discuss Diversity and Inclusion, Data Privacy and Technology July 23, 2020   The SEC’s Asset Management Advisory Committee held a special...

July 23, 2020

Keywords:  FinTech,  Privacy, AMAC, Dalia Blass, Diversity & Inclusion, Elad Roisman, Jay Clayton

Categories & Topics: Business Ops/HR, Compliance, Cybersecurity/Privacy, Diversity & Inclusion, FinTech & Digital

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