SEC’s Gensler Previews Upcoming ESG Proposals
In a recent speech, SEC Chair Gary Gensler outlined the proposals that he has asked the SEC staff to develop related to ESG disclosures. He also discussed Commissioner Allison Herren...
August 02, 2021
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SEC’s Allison Lee to Public Company Boards: Ignore ESG at Your Own Peril
Declaring that environmental and social issues that were “once perhaps treated as more peripheral, are now central business considerations,” SEC Commissioner Allison Herren Lee called on boards of public companies...
June 29, 2021
SEC’s Lee Tackles Climate & ESG Disclosure, Data Collection, Private Market Reforms
SEC Commissioner Allison Herren Lee continued to lay out her views on climate- and ESG-related disclosure and her investor protection concerns relating to implementation of Regulation Best Interest (Reg BI),...
May 25, 2021
As Policy Debates Intensify, IAA Launches New ESG Committee
To ensure that the interests of investment advisers are protected and advanced in ongoing ESG and Climate policy debates, the IAA has established an ESG Committee to help guide our...
April 08, 2021
All Eyes on ESG – Plus Tips for Implementing an ESG Program
It seems that everyone is focused on ESG investing these days – investors, the SEC and regulators in the European Union. At the 2021 IAA Investment Adviser Compliance Conference, Anthony...
April 05, 2021
SEC’s AMAC Discusses ESG, Diversity & Inclusion, and Private Funds
The SEC’s Asset Management Advisory Committee’s (AMAC’s) March meeting covered several topics that are high on the SEC’s policy agenda – ESG, diversity and inclusion, and private investments – and...
April 02, 2021
Adding momentum to the SEC’s intensifying focus on climate change and ESG risks, SEC Acting Chair Allison Herren Lee is inviting public input from investors, registrants, and other market participants...
March 17, 2021
SEC Announces Enforcement Task Force on Climate and ESG
SEC Acting Chair Allison Herren Lee In the yet another move to intensify its focus on matters relating to ESG disclosures and investments, the SEC’s Division of Enforcement has...
March 05, 2021