SEC Proposes Reporting Say-on-Pay Votes, Updates to Fund Proxy Reporting
In a 4-1 vote at Chair Gary Gensler’s first open meeting, the SEC proposed requiring institutional investment managers that are required to file Form 13F to report “say-on-pay” votes, which are non-binding shareholder votes related to corporate executive compensation.
October 05, 2021
SEC’s AMAC Discusses ESG, Diversity & Inclusion, and Private Funds
The SEC’s Asset Management Advisory Committee’s (AMAC’s) March meeting covered several topics that are high on the SEC’s policy agenda – ESG, diversity and inclusion, and private investments – and...
April 02, 2021
Europe Not a Model for ESG Regulation in U.S., Says SEC’s Peirce
The European “merit regulation” on ESG is not a model for the United States, suggested SEC Commissioner Hester Peirce, in her keynote conversation with IAA President & CEO Karen Barr...
March 09, 2021
SEC Announces Enforcement Task Force on Climate and ESG
SEC Acting Chair Allison Herren Lee In the yet another move to intensify its focus on matters relating to ESG disclosures and investments, the SEC’s Division of Enforcement has...
March 05, 2021
Commissioner Peirce Discusses ESG Metrics and Standards
SEC Commissioner Hester Peirce recently gave a speech in which she discussed her outlook on several issues related to environmental, social, and governance (ESG) investing. Regarding ESG-labeled investment products, Peirce...
September 23, 2020
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