SEC’s AMAC Recommends Switch to E-Delivery Default, More to Address Operational Issues Relating to COVID-19 November 10, 2020 The SEC’s Asset Management Advisory Committee (AMAC) has made preliminary recommendations...
SEC Investment Management Director Blass Discusses Regulating for the Future October 5, 2020 Using money market funds and exchange-traded funds (ETFs) as case studies, the SEC’s Division of Investment...
IAA, Other Industry Groups Call for Modernized E-Delivery Framework September 23, 2020 The IAA, along with several other industry trade groups, has issued a discussion paper urging the SEC...
The Time Has Come to Move Away from a Regulatory Preference for Paper Delivery September 22, 2020 Gail BernsteinIAA General Counsel The COVID-19 pandemic has proven to be a great...
IM Division Director Discusses E-Delivery, Increasing Public Access to Private Markets August 11, 2020 Dalia Blass, Director of the SEC’s Division of Investment Management, recently gave a speech in...
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