SEC Amends Rules to Facilitate Electronic Submission of Filings November 18, 2020 In a move strongly supported by the IAA, the SEC has taken two further actions acknowledging the...
SEC’s AMAC Recommends Switch to E-Delivery Default, More to Address Operational Issues Relating to COVID-19 November 10, 2020 The SEC’s Asset Management Advisory Committee (AMAC) has made preliminary recommendations...
SEC Investment Management Director Blass Discusses Regulating for the Future October 5, 2020 Using money market funds and exchange-traded funds (ETFs) as case studies, the SEC’s Division of Investment...
IM Division Director Discusses E-Delivery, Increasing Public Access to Private Markets August 11, 2020 Dalia Blass, Director of the SEC’s Division of Investment Management, recently gave a speech in...
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