The SEC continues to ramp up its exam and enforcement focus on cybersecurity, focusing on cyber breach response procedures and protection of client information.
At the IAA Leadership Week virtual conference in October, IT professionals shared their thinking on critical priorities. Here are five areas that they are emphasizing today.
Compliance technology software has become increasingly sophisticated with fully integrated solutions that can track multiple tasks in different functional areas on a common platform optimizing compliance and risk management programs.
With the rise in IAA annual survey respondent confirmations of having had a “cybersecurity incident” reaching 39 percent in 2019 as compared to 18 percent in 2016, getting the answer to the question of “Do I have the right coverage?” is an increasingly important consideration.
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