The SEC has unleashed a flurry of rule proposals that, if enacted as proposed, will significantly alter the regulatory, disclosure and reporting obligations for managers who cater to the private fund market.
Peter Driscoll, SEC Examinations Director One day after the SEC Division of Examinations staff announced its exam priorities for fiscal year 2021, Division Director Peter Driscoll addressed the enhanced focus...
Senior staff from the SEC’s Office of Compliance Inspections and Examinations (OCIE), the Division of Investment Management (IM) and Division of Enforcement’s Asset Management and Cyber Units joined together on...
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