SEC Adopts Rules to Implement Pay-Versus-Performance Disclosure Requirement
The SEC adopted amendments that require specific disclosures about the relationship between a public company's executive compensation and its financial performance.
September 20, 2022
SEC Modifies Proxy Advice Rules, Rescinds Guidance for Investment Advisers
SEC adopts rule amendments to modify 2020 proxy advice rules and rescinds 2020 guidance for investment advisers, consistent with IAA advocacy.
July 20, 2022
SEC Proposes ESG Disclosures for Advisers, Amendments to Fund Names Rule
SEC issues proposed ESG disclosure requirements for advisers and funds and amendments to Fund Names Rule, signals strong enforcement of ESG disclosures.
May 26, 2022
IAA Opposes SEC Private Fund Advisers Proposal; Offers Alternatives
We oppose the proposed private fund adviser prohibited activities and the preferential treatment rules and offer alternatives.
April 28, 2022
A Proxy Voting Primer for Uncertain Times
This article discusses requirements for advisers that vote proxies and the status of recent regulatory developments.
March 23, 2022
SEC Calls for Additional Private Fund Reporting and Information
The SEC proposed substantial changes to Form PF that would require private fund managers to report certain events within one day and private equity fund managers to provide additional information.
January 27, 2022
IAA Supports SEC Proxy Advice Proposal, Requests Rescission of Guidance for IAs
The IAA recently submitted a comment letter in response to the SEC’s proposed amendments to its regulations regarding proxy voting advice provided by proxy advisory firms.
January 05, 2022
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