“The Workplace Must Become a Magnet” – Three Trends in the Future of Work
Three industry experts explore the post-pandemic challenges of sustaining culture, performance, and employee and client satisfaction amidst a sea of expectations and needs.
October 25, 2021
Margin Accounts and Implications for Use by Advisory Clients
Bart J. McDonald Renaissance Regulatory Services The Securities and Exchange Commission’s (“SEC’s”) current exam focus includes retail client accounts, leverage, fees, and conflicts of interest. The use (or misuse) of...
May 24, 2021
Richard D. Marshall Katten Muchin Rosenman The regulation of cross trading is a surprisingly complex area of law. This is because the term itself is defined differently in different statutes...
March 23, 2021
Building an Engaged Culture in a Remote World: Three Steps to Take Today
Scheduled meetings around the conference table, casual conversations in the hallway, face-to-face heart-to-hearts, the occasional social event – many executives would say that these in-person connections are essential for building...
November 16, 2020
Managing an Advisory Business Through the Pandemic
“‘Unexpected’ is the word that comes to mind,” is how one executive describes it. “A very different experience than downturns in the past,” echoes another. In short, the current pandemic...
November 11, 2020
Proxy Voting Not “Set It and Forget It,” Experts Agree
What’s the big deal about proxy voting? To the surprise of many investment advisers, proxy voting has become a hot topic in Washington over the last two years – the...
September 22, 2020
Together, We Can Help Build a More Equitable Future
Together, We Can Help Build a More Equitable Future By IAA President & CEO Karen Barr June 18, 2020 Karen Barr We at the IAA have been deeply appalled and...
June 18, 2020
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
Click the link above to continue or CANCEL
