The 2016 Year in Review provides an overview of the Association and its accomplishment during the year.
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Registered investment advisers abide by principles of fiduciary duty that put the client first. These principles are incorporated in the Standards of Practice endorsed by IAA members.
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"The IAA is our CCO's first stop for information on compliance matters through its online material and access to its legal team."
The IAA exclusively serves SEC-registered investment advisory firms and their employees with a wide range of compliance, education, and advocacy resources.
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Connect with like-minded advisory professionals in the IAA membership to exchange ideas and share experiences.
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IAA webinars address hot topics for advisory professionals. See the library of recordings that are now available.
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The IAA's more than 600 member firms collectively manage $19 trillion for a variety of individual and institutional clients.
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The IAA's directory of service providers, enables IAA members to search for firms in more than 20 categories. This extensive list includes both IAA Associate Members and non-members.
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This 16th annual report provides an overview of the investment advisory industry and its emerging trends.
Summary results of 730 SEC-registered advisers who responded to the 2016 survey provide insights for compliance benchmarking and best practices.
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The IAA's monthly newsletter is packed with articles on current legal, regulatory and compliance matters that are of special interest to investment advisers.
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Briefing webinars inform IAA members about the latest regulatory developments affecting SEC-registered investment advisers.
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Gain practical insights on challenging legal and regulatory issues affecting SEC-registered investment advisers.
IAA webinars address important legal, regulatory, and compliance topics for investment advisers.
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The Investment Adviser Association and National Regulatory Services conduct an annual report that profiles the investment adviser profession. The report is based on information filed by SEC-registered investment advisers electronically on Form ADV, Part 1. The reports contain data on the number of registered advisory firms (including newly registered hedge fund advisers), assets under management, employees, advisory and other business activities, types of advisory clients, compensation, custody, and financial industry affiliations.
For more information, contact the IAA.
IAA Urges DOL to Modify Fiduciary Rule
DOL Delays Applicability Date of Fiduciary Rule
DOL Issues Transition Relief on Fiduciary Rule
2017 Executive Outlook Survey
SEC Staff Provides Custody Rule Guidance
Find out how you can join the more than 600 SEC-registered firms that are members of the IAA and start accessing our full range of advocacy, compliance and educational resources.