Education


Any good investment adviser knows you can’t afford to have compliance and regulatory problems.

The IAA is committed to keeping our members informed and up to speed about the most current and real-world developing business issues.

The IAA sponsors a wide variety of conferences, workshops, webcasts, and other educational events that address business, investment, technology, compliance, and other current issues facing investment advisory firms. In addition, the IAA publishes reports, surveys, and other educational information to help inform policy makers, the media, and our membership about the investment advisory profession.

The IAA is the best way to stay informed and on top of the rapidly changing legal and regulatory environment.

Events

Please click on each link below for a detailed description of each type of event:

Annual Conference
Compliance Workshops
Webinars
IACCP
Other Events

Chartered Investment Counselor (CIC) Program & Designation

One of the most valuable benefits of belonging to the IAA is the ability to discuss today’s issues with leaders in the investment adviser industry.

For additional questions and information, please see the CIC webpage or contact the IAA:
Investment Adviser Association
1050 17th Street, N.W., Suite 725, Washington, D.C. 20036-5514
Telephone: (202) 293-4222
Facsimile: (202) 293-4223
E-mail: info@investmentadviser.org

 

The DOL Rule Delay & Review: What Must IAs Do Now?
Hot Topics in CPO and CTA Regulation and Compliance
Risk, Mitigation and Insurance Issues for IAs
Branding and Marketing Communications for IAs
Lobbying Day

Find out how you can join the more than 600 SEC-registered firms that are members of the IAA and start accessing our full range of advocacy, compliance and educational resources.