GIPS Hot Issues for Investment Advisers

 

Webinar – GIPS Hot Issues for Investment Advisers

Thursday, April 9, 2015
2:00 - 3:15 p.m. (ET)

Topics Covered

This webinar will identify and explore prominent issues that investment advisory firms encounter and resolve when reporting performance numbers in accordance with Global Investment Performance Standards (GIPS). This session will address:

  • GIPS standards and trends
  • The SEC and GIPS compliance
  • Hot topics for GIPS compliance and reporting

Presenters

  • Paul Glenn, Special Counsel, IAA (Moderator)
  • Justin S. Guthrie, CFA, Partner, ACA Performance Services, and Chairman of the US Investment Performance Committee
  • Todd Healy, Vice President, BMO Asset Management

Register Today

Registration for the live event has closed, but the recording can still be purchased by clicking the "Register" button on this page.

Live Recording Both
Members and Associate Members $125* $125 $200
Non-Members $250* $250 $475
*Per computer login

 

Questions?

For questions regarding this webinar, call (202) 293-4222 or email IAAevents@investmentadviser.org.

About the Presenters

Paul D. Glenn is Special Counsel of the Investment Adviser Association. Previously, he worked at the SEC as a trial attorney and special counsel in the Division of Enforcement and the Office of General Counsel, respectively. He also worked as Deputy Chief Counsel and Special Counsel at the Office of the Comptroller of the Currency (OTS); as Vice President and Director of Compliance for PNC Bank N.A. in Washington, D.C. (formerly Riggs) and Washington First Bank N.A. (Millennium) in Reston, Va.. He holds an LL.M from Georgetown, J.D. and B.A. from Case Western Reserve University, and an honorary doctor of laws degree from Nyack College.

Justin S. Guthrie, CFA, CPA, is a managing partner at ACA Performance Services, a division of ACA Compliance Group. His primary responsibilities include serving as a partner on traditional and alternative GIPS verification engagements and overseeing the day-to-day operations of the GIPS verification and consulting division of ACA. Previously, Justin served as an auditor at Ernst & Young. He is co-author of the survey “The Value of GIPS Compliance—2014 Manager and Consultant Survey.” Justin holds a BS in accounting and a master’s degree in accounting from the University of Tennessee, Knoxville.

Todd Healy is Vice President, Head of Investment Operations at BMO Asset Management (Bank of Montreal). He oversees the teams responsible for portfolio accounting, trade settlement, performance measurement, alternative asset operations, operations analysts and project management. Todd is a member of the BMO Asset Management Risk Committee, the Trust Operations Committee, and is the Chairperson of the New Business Committee and the Valuation/Pricing Committee. Prior to joining BMO, Todd held similar positions with McDonnell Investment Management and U.S. Bancorp Asset Management. He holds a BA from Concordia University and an MBA from Marquette University.

Registration Cancellation or Substitution

For the live webinar, cancellations and substitutions must be received in writing no later than 5:00 p.m. (ET) Tuesday, April 7, 2015. There are no refunds for cancellations received after this date. Email your requests to lisa.gillette@investmentadviser.org.