Required ERISA

2012 Webinar - Required ERISA Disclosures to Plan Sponsors: What Advisers Need to Know

Required ERISA Disclosures to Plan Sponsors: What Advisers Need to Know
Thursday, March 15, 2012, 1:00 pm - 2:15 pm EST

The U.S. Department of Labor recently issued final rules that will require that advisers to ERISA plans disclose specific information about the adviser’s services and compensation, both direct and indirect.

This webinar will provide details concerning which plans are covered, what advisers must do before July 1, and when the disclosures must be updated, as well as the consequences of non-compliance.

Presenters:

Michael Hadley is a partner in the law firm Davis & Harman LLP. He practices in the area of employee benefits, advising clients on the full range of tax, ERISA, and other laws affecting benefit plans. He has a particular focus on helping financial institutions that sell products to defined contribution and defined benefit plans, IRAs and 529 plans navigate the special rules that govern those plans. Previously, he was Associate Counsel for Pension Regulation at the Investment Company Institute, the national association of U.S. investment companies. Michael received his J.D. from the University of Virginia, where he was Notes Editor of the Virginia Law Review and elected to the Order of the Coif. He received his B.A., cum laude, from the College of William and Mary.

Kathy D. Ireland (Moderator) is Associate General Counsel of the Investment Adviser Association. Prior to joining the IAA, Ms. Ireland acted as an independent consultant focusing on pension and securities issues. In addition, Ms. Ireland served as Associate Counsel and Senior Associate Counsel at the Investment Company Institute, representing the mutual fund industry in regulatory matters before the Department of Labor, the IRS, and the SEC. She also worked as an attorney in the Division of Investment Management at the SEC, and as an Associate and Counsel at Gibson, Dunn & Crutcher. She received her B.S. degree, magna cum laude, from Lebanon Valley College, her law degree from the College of William & Mary, and an L.L.M. in Labor Law from the George Washington University National Law Center.

Registration:

Registration for this event closed. To purchase a recording of this webinar, please complete and return a webinar recording payment form. If you have any questions, please contact the IAA events team at IAAEvents@investmentadviser.org or (202) 293-4222.

Cancellation Policy:

Cancellations and substitutions must be received in writing no later than Thursday, March 8, 2012. There are no refunds for cancellations received after this date.