Hot Topics

2011 Webinar - ERISA Hot Topics: Disclosure and Fiduciary Issues for Advisers

2011 Webinar - ERISA Hot Topics: Disclosure and Fiduciary Issues for Advisers
Tuesday, June 28, 2011, 1:00 pm - 2:15 pm EDT
Presenter: Jennifer E. Eller, Principal, Groom Law Group
Moderator: Kathy D. Ireland, Associate General Counsel, IAA (Biographies)

The Department of Labor regulations requiring advisers to provide certain disclosures to plan sponsors and participants will take effect in 2012. This webcast will address the requirements of these regulations and their compliance implications for advisers. In addition, the webinar will cover DOL’s proposed changes to the definition of fiduciary in the context of nondiscretionary investment advice, re-proposed rules implementing Pension Protection Act provisions on participant-level investment advice, and guidance concerning prohibited transactions.

Registration:

Registration for this event is closed. To purchase a recording of this webinar, please complete and return a 2011 webinar recording payment form. If you have any questions, please contact the IAA events team at IAAEvents@investmentadviser.org or (202) 293-4222.