Leadership Conference Sponsors & Exhibitors
Opening Reception Sponsor
Fidelity Clearing & Custody Solutions® provides a comprehensive clearing and custody platform, brokerage services, trading capabilities and practice management and consulting to registered investment advisors (RIAs), including strategic acquirers and professional asset managers, as well as retirement recordkeepers, broker-dealer firms, banks, and family offices. The goal of Fidelity Clearing & Custody Solutions® is to help clients ensure that they are always future-ready by providing knowledgeable consulting, exceptional people and transformative technology. https://clearingcustody.fidelity.com
CAPTRUST offers wealth management and retirement plan consulting services to individuals and institutional retirement plan sponsors.
Cipperman Compliance Services (CCS) provides managed compliance services to alternative investments, including hedge and private equity funds, as well as registered funds and money managers. CCS is the industry leader of compliance outsourcing. With 80-plus domestic and international relationships, services delivered include: acting as the firm's Chief Compliance Officer (CCO) to providing a team of resources that executes and delivers compliance support. At CCS, compliance is all we do. We have no distractions or other business to serve. We work with a wide range of financial services organizations, enabling us to offer best practices solutions to your regulatory challenges. https://cipperman.com/
Kemark Financial Services, Inc. is a financial services company that has been at the forefront of the Signature Guarantee process for over twenty five years. The company has served as the Administrator of the Securities Transfer Agents Medallion Program (STAMP) and the Stock Exchanges Medallion Program (SEMP) Programs since their inception in 1992. Kemark Financial Services, Inc. is the operational and logistical resource for Medallion Signature Guarantee Program participants, Transfer Agents, and other Securities processing firms. Registered Investment Advisors are now enrolling in STAMP. For more information, including program applications, please visit Kemark.com.
Red Oak's software is the advertising compliance review software of choice in the financial services industry with clients having over $14 trillion in assets under management. Clients range from single State Advisers to many of the world’s largest asset managers. Discover why the biggest firms in the industry rely on Red Oak for faster approvals, books and records compliance, and improved efficiency. https://www.redoakcompliance.com/
Renaissance Regulatory Services provides compliance consulting & support services to investment advisers, private funds, investment companies and broker-dealers. RRS specializes in compliance examinations, supervisory procedures, registration services, financial book-keeping, and ongoing compliance support services. We customize our services to fit your firm’s operations. RRS’ staff consists of former regulators and compliance professionals who have extensive experience with federal, SRO and state rules and regulations.www.RRSCompliance.com
Telemet America, Inc. is a market data, portfolio analytics and investment research provider. Our desktop solution, Telemet Orion, is employed by some of the most well regarded financial institutions in the US. We supply our customers with vital market intelligence incorporating data, news, analytics and multimedia reports in one single platform. Telemet’s integrated investment platform improves workflow and enhances revenue. Investment professionals have relied on Telemet as major source of market data for over 30 years. Telemet Orion is well known in the business as an exceptional value and easy to use. For more information, visit www.taquote.com.