18 Sponsor


Leadership Conference Exhibitors & Sponsors

Opening Reception Sponsor

Fidelity Clearing & Custody Solutions® provides a comprehensive clearing and custody platform, brokerage services, trading capabilities and practice management and consulting to registered investment advisors (RIAs), including strategic acquirers and professional asset managers, as well as retirement recordkeepers, broker-dealer firms, banks, and family offices. The goal of Fidelity Clearing & Custody Solutions® is to help clients ensure that they are always future-ready by providing knowledgeable consulting, exceptional people and transformative technology. https://clearingcustody.fidelity.com


For more than 35 years, Berkshire Global Advisors has been a leading provider of trusted M&A and strategic advice to the investment management and securities industries. As a global specialist investment bank, our unparalleled market knowledge and relationships enable us to deliver exceptional results for our clients. For more information visit www.berkshireglobal.com.


Treliant provides financial services companies and consumer-oriented businesses with trusted advisory services that strengthen compliance, risk management, and business performance. As a firm of leading professionals from industry and government, Treliant focuses on clients’ most pressing concerns, including consumer compliance, global financial crimes, mortgage operations, financial markets conduct, fair and responsible banking, litigation support, wealth management compliance, and cybersecurity. For more information, visit www.treliant.com.

Ascendant Compliance ManagementAscendant Compliance Management is a leader in the compliance and regulatory services industry, offering personalized comprehensive compliance services for firms in the U.S. and abroad. https://www.ascendantcompliance.com

Asset Management ServicesAsset Management Insurance, a division of Maury Donnelly & Parr, Inc., has been representing Investment Advisors and Fund Boards for over 25 years. We specialize and focus singularly within the asset management sector in serving as a resource for our clients in the placement of E&O/D&O/EPL and Fiduciary Liability coverages as well as the various fidelity bonding requirements (ERISA, SEC & FINRA). We negotiate and craft policy language while also serving as our clients’ claim’s advocate. To learn more, please contact Noby Powell @ 443-961-1890 or npowell@amimdp.com. For more information, visit https://amimdp.com.

Atlantic Fund ServicesAtlantic Fund Services specializes in fund administration, fund accounting, transfer agency and compliance services for mutual funds and other commingled investment pools. Since 1986, Atlantic's consultative approach has helped investment managers develop and start new funds and products. As administrator to one of the industry's oldest series trusts, Atlantic provides asset managers with high quality fund governance and compliance solutions at compelling costs. Visit www.atlanticfundservices.com or contact Jessica Chase, SVP Business Development, at 207-347-2016, to learn how Atlantic Fund Services can help you launch your fund, trade up in service, reduce your operational burdens and better manage expenses.

Finance of America ReserveThe Retirement Strategies Division of Finance of America Reverse LLC, supports our Originators and Partners by providing financial trainings to build an advisor referral network, workshops to educate those financial professionals, subject matter expertise, and ongoing industry updates. This enhances our partners’ understanding of utilizing home equity with a reverse mortgage to become a more valuable resource for the homeowners, financial professionals, and communities they serve. For more information, please visit https://www.fareverse.com/.

Graydon Compliance SolutionsGraydon Compliance Solutions, was established in response to the growing demand for personalized, comprehensive compliance solutions for RIAs. Our focus is to service and address the regulatory compliance needs of the RIA community by offering a suite of outsourced compliance solutions tailored to meet each client’s unique requirements in one of two ways: Outsourced Chief Compliance Officer and Compliance Program Administration. Our flat-fee pricing and personal relationships set us apart from other consulting firms, regardless of the level of service you choose. For more information, visit www.graydoncs.com.

InvestCloudHeadquartered in Los Angeles with global presence, InvestCloud is a Digital Platform offering first-class, financial digital solutions, pre-integrated into the cloud. By empowering investors and managers with a single version of the integrated truth, InvestCloud creates beautifully designed client experiences and intuitive operations solutions using an ever-expanding library of digital modular apps. Today the InvestCloud platform supports over $1.7 trillion of assets across 700 diverse clients – from wealth managers, institutional investors & institutional asset managers to family offices, asset services companies, financial platforms & banks. For more information, visit www.investcloud.com.

JudsonGroupJudson Group is a search firm that specializes in Wealth Management, Banking, and IT. Since 2002, we have partnered with our clients and candidates to help build high performing teams with top talent across the country. We use our client centric approach, direct industry experience, and intimate market knowledge to bring our clients comprehensive talent solutions in an efficient and timely manner. Our Wealth Management Practice specializes in working with RIAs, Trust Companies, Single and Multi-Family Offices, and Banks. For more information, please visit https://www.judson-group.com.

Red Oak Compliance SolutionsRed Oak Compliance is an industry leader in compliance workflow software. Our cloud-based, fully SEC 17a-4 compliant software, delivers a suite of comprehensive features, tailored to meet the evolving needs of financial firms small and large.

Over 1,800 firms, with $14 trillion client assets under management, rely on Red Oak to improve efficiency, reduce risk and satisfy books and records regulatory requirements. Our software is utilized for advertising review, correspondence, gifts, political contributions, non-cash compensation, complaints, attestations, questionnaires, new hire paperwork, regulatory inquiries, outside activities, ADV-2Bs, registration requests and more.

Renaissance Regulatory Services provides compliance consulting & support services to investment advisers, private funds, investment companies and broker-dealers. RRS specializes in compliance examinations, supervisory procedures, registration services, financial book-keeping, and ongoing compliance support services. We customize our services to fit your firm’s operations. RRS’ staff consists of former regulators and compliance professionals who have extensive experience with federal, SRO and state rules and regulations. www.RRSCompliance.com

Advent, a business unit of SS&C, is helping over 4,300 investment firms in more than 50 countries – from established global institutions to small start-up practices – to grow their business and thrive. Delivering unparalleled precision and ahead-of-the-curve solutions for more than 30 years,Advent works with clients to minimize their risk and help them shape the future of investment management. For more information visit www.advent.com.

Telemet America, Inc. is a market data, portfolio analytics and investment research provider. Our desktop solution, Telemet Orion, is employed by some of the most well regarded financial institutions in the US. We supply our customers with vital market intelligence incorporating data, news, analytics and multimedia reports in one single platform. Telemet’s integrated investment platform improves workflow and enhances revenue. Investment professionals have relied on Telemet as major source of market data for over 30 years. Telemet Orion is well known in the business as an exceptional value and easy to use. For more information, visit www.taquote.com.

Ultimus Fund SolutionsULTIMUS FUND SOLUTIONS provides customized and comprehensive middle and back office services to investment advisers, including solutions for mutual funds, SMAs, private funds and other pooled investment structures. Our specialty is helping advisers evaluate and execute the organization of mutual funds, which we follow with a full-service, turnkey offering that has earned us the highest client rating among fund administrators four consecutive years. Please visit www.ultimusfundsolutions.com, and to request more information please contact Mick Grunewald (mgrunewald@ultimusfundsolutions.com) or Jace Schuppan (jschuppan@ultimusfundsolutions.com).

Interested in Participating?

The IAA welcomes exhibitors and sponsors for this event. Opportunities are limited and sell out quickly. For more information, contact IAA Marketing & Partnerships Manager Alex Ioannidis at alex.ioannidis@investmentadviser.org or at (202) 293-4222.