2020 Trading, Best Execution, and Research Summit

When:  Dec 31, 2020 from 9:00 AM to 5:00 PM (ET)


Hester Peirce
Brett Redfearn

SEC Commissioner Hester Peirce will be the Keynote Speaker at the second annual Trading, Best Execution, and Research Summit – presented jointly by the Investment Adviser Association and Capital Markets Strategies – on May 20 at the Metropolitan Club New York. Also on the program are Brett Redfearn, the incumbent Director of the SEC’s Division of Trading and Markets – and a panel of prior Directors that includes Brandon Becker, Robert Cook, Richard G. Ketchum, Richard Lindsey, Annette L. Nazareth and John Ramsay.

The summit will bring together leaders from across the industry – including investment advisers, asset managers, broker-dealers, exchanges, regulators, service providers, vendors, and other market participants – for a substantive and in-depth discussion of the regulatory, technological and business developments impacting trading, best execution, and the provision of research for investment advisers.  

Registration is complimentary for up two individuals from an IAA member firm. The registration fee for each additional staff member from the same member firm is $250. The registration fee for individuals from IAA Associate Member firms is also $250. Registration for non-IAA members is $750.


Metropolitan Club New York
1 E 60th Street
New York, NY 10022
(212) 838-7400
Great Hall

Sponsorships & Exhibiting Opportunities

For information, contact Alex Ioannidis at (202) 293-4222 or  alex.ioannidis@investmentadviser.org.

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Lisa Gillette
(202) 293-4222