Trading and Best Execution Summit

When:  Jun 18, 2020 from 10:00 AM to 5:00 PM (ET)
Hester Peirce

ONLINE REGISTRATION IS CLOSED.

Our second annual Trading and Best Execution Summit – cosponsored by the Investment Adviser Association and Capital Markets Strategies – is now a virtual event scheduled for Thursday, June 18. The summit agenda and online registration information are available on these pages.

The summit features some of the foremost industry and regulatory leaders in the field, bringing together investment advisers, asset managers, broker-dealers, exchanges, regulators, service providers, vendors, and other market participants. It will offer an opportunity for a substantive and in-depth discussion of the regulatory, technological and business developments impacting trading, best execution, and the provision of research for investment advisers.

Registration

Registration is complimentary for IAA members and Associate Members. The registration fee for non-members is $350.

Key Sessions Will Include: 

Brett Redfearn
  • Keynote Address by Hester M. Peirce, Commissioner, U.S. Securities and Exchange Commission
  • "Fireside Chat" with Brett Redfearn, Director, Division of Trading and Markets, U.S. Securities and Exchange Commission 
  • “Fireside Chat” With Former SEC Division of Trading and Markets Directors - Robert Colby, Chief Legal Officer, FINRA, will moderate a panel of former Division Directors that will examine how the current regulatory environment works for today’s market structure, upcoming challenges for the markets, and lessons for the industry from past regulatory reforms.  Panelists are Brandon Becker, Robert Cook, Richard Lindsey, Steve Luparello, Annette Nazareth, and John Ramsay.

Sponsorships & Exhibiting Opportunities

For information, contact Alex Ioannidis at (202) 293-4222 or  alex.ioannidis@investmentadviser.org.

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Contact

Lisa Gillette
(202) 293-4222
lisa.gillette@investmentadviser.org