2021 Virtual Investment Adviser Compliance Conference

Starts:  Mar 3, 2021 11:00 AM (ET)
Ends:  Mar 5, 2021 3:50 PM (ET)

This year, the IAA’s annual Investment Adviser Compliance Conference will take place virtually. Over three half-days, the conference will provide investment advisers with the most current information available on the changing regulatory landscape. In addition to virtual interaction with peers, attendees will hear from a distinguished roster of speakers that includes SEC staff, investment adviser industry professionals, and legal experts. Gain practical insights and knowledge of best practices that will help you maintain a successful compliance program -- from the location of your choice!


The full agenda is available here.

Registration Fees



IAA Member*


IAA Associate Member*


Non-IAA Member 
(investment advisers and service providers)


*Individuals employed by an IAA member or associate member firm in good standing, both at the time of registration and on the date of the event, are eligible to receive the appropriate discounted member/associate member rate.

Regulators: A discounted conference registration fee for federal and state regulators is available. Contact the IAA at (202) 293-4222 or iaaevents@investmentadviser.org for information.

Sponsors & Exhibitors

Please contact IAA Manager, Marketing & Partnerships Alex Ioannidis at alex.ioannidis@investmentadviser.org for information about sponsorship and exhibiting opportunities.

Continuing Education Credit

The conference is approved for NRS (IACCP®) continuing education credit and NASBA CPE Credit. CLE and CFP credit approvals are pending. For details, see our Continuing Education page

More Information

For more information about the Compliance Conference, contact IAA Director of Meetings & Events Lisa Gillette at (202) 293-4222 or at lisa.gillette@investmentadviser.org.