Summary results of hundreds of SEC-registered advisers who responded to our 2018 survey provide insights for compliance benchmarking and best practices.
This 20th annual report provides and overview of the investment advisory industry and its emerging trends.
IAA webinars address important legal, regulatory, and compliance topics for investment advisers.
View for the C-Suite brings together IA executives to explore industry trends, exchange ideas, and develop valued relationships with peers.
Briefing webinars inform IAA members about the latest regulatory developments affecting SEC-registered investment advisers.
Our online, members-only newsletter is regulatory updated with content on business, legal, regulatory, compliance and advocacy issues of special interest to investment advisers.
The IAA's directory of service providers, enables IAA members to search for firms in more than 20 categories. This extensive list includes both IAA Associate Members and non-members.
The IAA's member firms collectively manage $25 trillion for a variety of individual and institutional clients.
IAA webinars address hot topics for advisory professionals. See the library of recordings that are now available.
Connect with like-minded advisory professionals in the IAA membership to exchange ideas and share experiences.
The IAA exclusively serves fiduciary investment adviser firms and their employees with a wide range of compliance, education, and advocacy resources.
"The IAA is our CCO's first stop for information on compliance matters through its online material and access to its legal team."
— CEO, $1.2B AUM
The 2018 Year in Review provides an overview of the Association and its accomplishment during the year.
Registered investment advisers abide by principles of fiduciary duty that put the client first. These principles are incorporated in the Standards of Practice endorsed by IAA members.
Out of an abundance of caution – and with deep regret – we have decided to cancel the live version of the IAA’s upcoming Leadership Conference and present its speakers, its content-rich sessions, and its networking events in an exclusively virtual format on September 29-October 1. As much as we were looking forward to bringing executives from our member firms together in person, we have concluded that given the surge of the COVID-19 Delta Variant, staging an all-virtual event this year is the most responsible course of action.
Our full agenda is available online.
Keynote speaker John Barry, author of the award-winning book The Great Influenza and adviser to government health officials, who will join us to discuss the impacts of the pandemic on society at large.
Outlining the future of work – and the workplace – will be Vanessa Ruda, Senior Partner at consulting firm RHR International, an expert in building high-performance senior teams, and a PhD in organizational psychology.
Ric Edelman – founder of the nation’s largest independent RIA and founder of the Digital Assets Council of Financial Professionals, will explore the impact – and the future – of blockchain and digital assets.
Interested in sponsoring or exhibiting at this event? Contact IAA Marketing & Partnerships Manager Alex Ioannidis at firstname.lastname@example.org for more information.