Learn about developments in derivatives issues for the buy-side, including margin developments and FINRA Rule 4210, contractual modifications for insolvency matters, reporting requirements under MiFID II, and manufactured defaults involving credit default swaps. The panel will also discuss registration and compliance issues for commodity pool operators (CPOs) and commodity trading advisors (CTAs) related to principals and APs, exam waivers, reporting, and NFA Bylaw 1101. Hear about key findings in NFA exams and other top NFA initiatives affecting CPOs and CTAs.
Registration for the live webinar has closed.
IAA Members and IAA Associate Members: The live webinar and a link to the recording are complimentary. The reocrding link will be posted within five business days after the webinar.
Non-Member Registration Fees: The recording will be available for purchase after May 23. Contact firstname.lastname@example.org to purchase the recording ($250).
Cancellations and substitutions must be received in writing no later than noon on Tuesday, May 22. There are no refunds for cancellations after this date. Email your requests to email@example.com.
Webinar Audio Platform
Audio for this webinar will be broadcast through the internet via your computer speakers. Please visit the IAA's Webinar FAQ page or email firstname.lastname@example.org if you have questions.
For questions regarding this call, contact the IAA at (202) 293-4222 or email email@example.com.