In this complimentary, semi-annual IAA member and associate member briefing, the IAA’s legal and government relations teams will discuss the current status of regulatory and congressional activities affecting investment advisers, look ahead to 2019 challenges, and outline the IAA’s expected efforts to meet those challenges. Topics will include the prospects for legislation affecting advisers and the SEC’s work on standards of conduct applicable to advisers and broker-dealers, advertising, custody, and proxy issues. The call will also review the SEC’s examination and enforcement priorities, as well as CFTC, LIBOR, and other relevant developments.
Questions may be submitted in advance to email@example.com.
Click the "Register" button on this page.
This webinar is complimentary and only open to IAA members and associate members.
Registration closes on Wednesday, February 13 at noon ET, or when registration reaches capacity. The session will be recorded and available on IAA’s website.
For questions regarding this webinar, contact the IAA at (202) 293-4222 or email firstname.lastname@example.org.