Summary results of hundreds of SEC-registered advisers who responded to our 2018 survey provide insights for compliance benchmarking and best practices.
This 19th annual report provides and overview of the investment advisory industry and its emerging trends.
IAA webinars address important legal, regulatory, and compliance topics for investment advisers.
Regulatory, technological and business developments impacting trading, best execution and research.
Briefing webinars inform IAA members about the latest regulatory developments affecting SEC-registered investment advisers.
Our online, members-only newsletter is regulatory updated with content on business, legal, regulatory, compliance and advocacy issues of special interest to investment advisers.
The IAA's directory of service providers, enables IAA members to search for firms in more than 20 categories. This extensive list includes both IAA Associate Members and non-members.
The IAA's more than 600 member firms collectively manage $19 trillion for a variety of individual and institutional clients.
IAA webinars address hot topics for advisory professionals. See the library of recordings that are now available.
Connect with like-minded advisory professionals in the IAA membership to exchange ideas and share experiences.
The IAA exclusively serves SEC-registered investment advisory firms and their employees with a wide range of compliance, education, and advocacy resources.
"The IAA is our CCO's first stop for information on compliance matters through its online material and access to its legal team."
— CEO, $1.2B AUM
The 2018 Year in Review provides an overview of the Association and its accomplishment during the year.
Registered investment advisers abide by principles of fiduciary duty that put the client first. These principles are incorporated in the Standards of Practice endorsed by IAA members.
The IAA’s legal and government relations staff will present a complimentary semi-annual Briefing Webinar that will discuss the current status of regulatory and legislative activities affecting investment advisers, look ahead to upcoming challenges in the remainder of 2019 and into 2020, and outline the IAA’s expectations to meet those challenges. Topics will include updates on Capitol Hill, SEC, CFTC, Department of Labor, Treasury Department, state fiduciary, and international regulatory developments.
Questions may be submitted in advance to firstname.lastname@example.org.
Click the "Register" button on this page.
This webinar is complimentary and only open to IAA members and associate members. Registration closes on Friday, September 13 at 5 PM ET, or when registration reaches capacity. The session will be recorded and available on IAA’s website within five business days after the webinar.
For questions regarding this webinar, contact the IAA at (202) 293-4222 or email email@example.com.