IAA webinars address important legal, regulatory, and compliance topics for investment advisers.
A comprehensive two-day program packed with the most current information on the changing regulatory landscape.
Briefing webinars inform IAA members about the latest regulatory developments affecting SEC-registered investment advisers.
The IAA's monthly newsletter is packed with articles on current legal, regulatory and compliance matters that are of special interest to investment advisers.
Summary results of 730 SEC-registered advisers who responded to the 2016 survey provide insights for compliance benchmarking and best practices.
This 17th annual report provides an overview of the investment advisory industry and its emerging trends.
The IAA's directory of service providers, enables IAA members to search for firms in more than 20 categories. This extensive list includes both IAA Associate Members and non-members.
The IAA's more than 600 member firms collectively manage $19 trillion for a variety of individual and institutional clients.
IAA webinars address hot topics for advisory professionals. See the library of recordings that are now available.
Connect with like-minded advisory professionals in the IAA membership to exchange ideas and share experiences.
The IAA exclusively serves SEC-registered investment advisory firms and their employees with a wide range of compliance, education, and advocacy resources.
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— CEO, $1.2B AUM
The 2017 Year in Review provides an overview of the Association and its accomplishment during the year.
Registered investment advisers abide by principles of fiduciary duty that put the client first. These principles are incorporated in the Standards of Practice endorsed by IAA members.
Registration has closed. The webinar will be recorded and available on IAA’s website.In this complimentary semi-annual IAA member briefing, the IAA’s legal team and government relations staff will discuss the current status of regulatory and legislative activities affecting investment advisers, look ahead to upcoming challenges in 2018, and outline the IAA’s strategies for meeting those challenges. Topics will include the SEC’s regulatory flexibility agenda and its examination and enforcement priorities, the status of the SEC’s work on standards of conduct applicable to advisers and broker-dealers; cybersecurity; MiFID II and other international regulatory changes; tax reform; active and passive management; relevant CFTC and Treasury developments; and how the Administration’s push to streamline regulation could impact investment advisers.
Questions may be submitted in advance to firstname.lastname@example.org. A more detailed agenda will be circulated to registrants prior to the webinar.
Audio for this webinar will be broadcast through the internet via your computer speakers. Please visit the IAA's Webinar FAQ page or email email@example.com if you have questions.
Registration has closed. The webinar will be recorded and available on IAA’s website.
For questions regarding this call, contact the IAA at (202) 293-4222 or email firstname.lastname@example.org.