Compliance Workshops

2020 Compliance Workshops Registration Information

To register: Click on the “Register Now” button on this page.

2020 Workshop Registration Fees IAA Members* IAA Associate Members* Non-Members
$95 $125 $195

*Employees of firms that are current members of the Investment Adviser Association (at the time of registration and on the day of the meeting) are eligible to receive the member firm rate.




Consent to the Use of Registrant’s Image or Voice

Registration and attendance at, or participation in IAA live or virtual events constitutes an agreement by the registrant that IAA may use and distribute the registrant’s image or voice in photographs, videotapes, electronic reproductions, and audiotapes, both now and in the future.


The IAA’s Code of Conduct Policy may be viewed here.

Prohibition on Use of Video, Audio, or Other Content

The IAA’s policy on Use of Video, Audio or Other Content may be viewed here.


We understand that unexpected circumstances may force a registrant to cancel. Cancellations must be received in writing, via email or post. Your registration fee will be refunded in full if cancellation is received prior to November 30, 2020. There are no refunds for any cancellation received on or later than December 1, or after workshop materials have been emailed. There are no refunds for “no shows”. Substitutions may be made at any time, in writing, at no additional fee. Email notification to


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For more information, contact IAA Director of Meetings & Events Lisa Gillette at or (202) 293-4222.