Continuing Education Credit

Compliance Workshops

IAA's Continuing Education Credit

The IAA is pleased of offer continuing education credit for the 2020 Compliance Workshops


CLE Credit:

CLE accreditation is pending in CA, GA, IL, MO, NE, NY, PA, and TX.

NH: The provider believes this course meets the requirement of NH Supreme Court Rule 53. 

For more information or to request that your state be included, please contact iaaevents@investmentadviser.org.

IACCP Credit:

The conference is approved for NRS Investment Adviser Certified Compliance Professional® (IACCP®) continuing education credit. IACCP designees have primary responsibility for reporting continuing education activities by the reporting period deadline. Instructions for reporting CE activities are available in the IACCP CE Guide, which is available on the IACCP CE portal.

NASBA CPE Credit:

CPE credit is available for the IAA Compliance Workshops. Exact credit hours will be available soon. The IAA Compliance Workshops are presented in a virtual setting, and are appropriate for intermediate and advanced skill levels. Previous courses in securities law or comparable work experience in the investment advisory industry is required. Advance preparation for the event is not required.

Investment Adviser Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

CFP Credit:

CFP credit is available for the IAA Compliance Workshops. Exact credit hours will be available soon.