Summary results of hundreds of SEC-registered advisers who responded to our 2018 survey provide insights for compliance benchmarking and best practices.
This 20th annual report provides and overview of the investment advisory industry and its emerging trends.
IAA webinars address important legal, regulatory, and compliance topics for investment advisers.
Adviser Advocacy Day is an opportunity for advisers to connect with their representatives about critical issues affecting the industry.
Briefing webinars inform IAA members about the latest regulatory developments affecting SEC-registered investment advisers.
Our online, members-only newsletter is regulatory updated with content on business, legal, regulatory, compliance and advocacy issues of special interest to investment advisers.
The IAA's directory of service providers, enables IAA members to search for firms in more than 20 categories. This extensive list includes both IAA Associate Members and non-members.
The IAA's member firms collectively manage $25 trillion for a variety of individual and institutional clients.
IAA webinars address hot topics for advisory professionals. See the library of recordings that are now available.
Connect with like-minded advisory professionals in the IAA membership to exchange ideas and share experiences.
The IAA exclusively serves fiduciary investment adviser firms and their employees with a wide range of compliance, education, and advocacy resources.
"The IAA is our CCO's first stop for information on compliance matters through its online material and access to its legal team."
— CEO, $1.2B AUM
The 2018 Year in Review provides an overview of the Association and its accomplishment during the year.
Registered investment advisers abide by principles of fiduciary duty that put the client first. These principles are incorporated in the Standards of Practice endorsed by IAA members.
As various localities explore when and how to reopen their economies, the IAA will provide links to resources to help member firms make and implement crucial recovery decisions for their businesses. Included on this page are guidance from IAA Associate Member Law Firms and from property management and industrial hygiene organizations.
OSHA Guidance on Reopening Non-Essential BusinessesDepartment of Labor
Recovery Readiness: A How-To Guide for Reopening Your WorkplaceCushman & Wakefield, Global Property Manager
Small Business Reopening GuidanceCenters for Disease Control (CDC)
Return to Work Safely – Steps Employers Can Take NowProject Planning Partners (Real Estate & Management Consulting)
Reopening: Guidance for General Office SettingsAmerican Industrial Hygiene Association
Faegre Drinker: Question & Answer Employer Guide: Return to Work in the Time of COVID-19
Goodwin Procter: Preparing for Re-Entry: Key Considerations for Returning Employees to the Workplace Amid the COVID-19 Crisis
Morgan Lewis: Reopening the Workplace: A Preliminary Guide for US Employers
Ropes & Gray: Phasing-In: Use of COVID-19 Testing as a “Return to Work” Strategy
WilmerHale: COVID-19: 15 Key Workforce Considerations for Business Reopening