Summary results of hundreds of SEC-registered advisers who responded to our 2018 survey provide insights for compliance benchmarking and best practices.
This 20th annual report provides and overview of the investment advisory industry and its emerging trends.
IAA webinars address important legal, regulatory, and compliance topics for investment advisers.
Adviser Advocacy Day is an opportunity for advisers to connect with their representatives about critical issues affecting the industry.
Briefing webinars inform IAA members about the latest regulatory developments affecting SEC-registered investment advisers.
Our online, members-only newsletter is regulatory updated with content on business, legal, regulatory, compliance and advocacy issues of special interest to investment advisers.
The IAA's directory of service providers, enables IAA members to search for firms in more than 20 categories. This extensive list includes both IAA Associate Members and non-members.
The IAA's member firms collectively manage $25 trillion for a variety of individual and institutional clients.
IAA webinars address hot topics for advisory professionals. See the library of recordings that are now available.
Connect with like-minded advisory professionals in the IAA membership to exchange ideas and share experiences.
The IAA exclusively serves fiduciary investment adviser firms and their employees with a wide range of compliance, education, and advocacy resources.
"The IAA is our CCO's first stop for information on compliance matters through its online material and access to its legal team."
— CEO, $1.2B AUM
The 2018 Year in Review provides an overview of the Association and its accomplishment during the year.
Registered investment advisers abide by principles of fiduciary duty that put the client first. These principles are incorporated in the Standards of Practice endorsed by IAA members.
Twenty prominent law firms – all IAA Associate Members – have generously allowed us to share their detailed resources on dealing with a wide range of issues arising from the coronavirus pandemic and the business disruptions it has caused – issues such as BCP, workplace challenges, contractual issues including force majeure clauses, regulatory and compliance issues and more.
Baker McKenzie Coronavirus Resource Center
Debevoise Coronavirus Resource Center
Dechert Coronavirus Business Impact Center
Eversheds Sutherland Coronavirus Legal Updates
Faegre Drinker Coronavirus Resource Center
Goodwin Procter Coronavirus Knowledge Center
K&L Gates Resource Hub: Responding to COVID-19
K&L Gates Virtual Town Hall on PPP Eligibility and Risks: One Last Look Before the Safe Harbor Expires (PowerPoint slides for this presentation are also available)
LockeLorde COVID-19/Coronavirus Resource Center
McDermott Will & Emery Coronavirus Resource Center
Morgan Lewis: Responding to the 2019 Novel Coronavirus
Morrison & Foerster Coronavirus Resource Center
Perkins Coie Coronavirus Guidance for Businesses
Proskauer Coronavirus Resource Center
Ropes & Gray Coronavirus Resource Center
Seward & Kissel COVID-19 Resource Center
Sidley Austin COVID-19 Resource Center
Skadden Coronavirus/COVID-19 Update
Stradley Ronon COVID-19 Resource Center
Vedder Price Coronavirus Task Force Investment Services Resources
WilmerHale Coronavirus Task Force