Based on member feedback, we are in the process of redesigning our Resource Library, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.
Investment Adviser Industry Snapshot 2023
The Investment Adviser Association (IAA) and National Regulatory Services (NRS), a COMPLY company, today published its annual Investment Adviser Industry Snapshot, which found the sector grew by 2.1% in 2022, with 15,114 fiduciary investment advisers managing $114.1 trillion in assets for 61.9 million clients.
June 22, 2023
Diversity and Investment Performance: A Summary of the Research, Second Edition
There’s strong evidence that women investors and firms owned by women perform at least as well as men. The growing body of evidence on investments managed by minorities and minority-owned firms supports a similar conclusion. We summarize the findings of 56 studies in this research review in the second edition of this report.
November 28, 2022
Summary Report: 2022 Investment Management Compliance Testing Survey
The 2022 Investment Management Compliance Testing Survey identified advertising/marketing, cybersecurity, and climate change/ESG as the top concerns for compliance officers.
June 30, 2022
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